Everything Required to
List and Stay Listed.

We guide private growth companies — from anywhere in the world — through every step of becoming, and remaining, a credible public company on Nasdaq, NYSE, or other major exchanges.

I

Six Readiness Pillars.
Built in Parallel.

01

Business Readiness

  • Investor narrative architecture
  • Investment thesis development
  • Pitch deck and teaser materials
  • Financial model construction
  • Market positioning strategy
02

Financial & Audit Readiness

  • PCAOB-audit-ready financial statements
  • Cap table cleanup and restructuring
  • Valuation memo preparation
  • Financial controls assessment
  • Auditor selection and management
03

Disclosure Readiness

  • S-1 or F-1 drafting coordination
  • MD&A preparation
  • Risk factors development
  • Executive compensation disclosure
  • FPI determination (if applicable)
04

Governance & Organizational

  • Independent board recruitment
  • Audit, comp, and nominating committee charters
  • D&O insurance package
  • Corporate hygiene review
  • Officer and director onboarding
05

Diligence Readiness

  • Virtual data room construction
  • Legal, IP, and contracts organization
  • Underwriter due diligence preparation
  • Background check coordination
  • Material contract review
06SIR-UNIQUE

IR & Investor Narrative

  • Pre-built post-IPO IR infrastructure
  • Institutional target list
  • Analyst coverage strategy
  • IR website and Q&A book
  • Conference plan and Day 1 readiness
II

Every Credible Route to
a Senior Exchange.

Primary Listing

  • Traditional IPO
  • Direct listing
  • Special Purpose Acquisition (SPAC)
  • Reverse merger via clean shell

Uplist / Cross-List

  • OTC → Nasdaq or NYSE
  • Foreign exchange → US senior
  • Foreign issuer → ADR program
  • Dual-listing structures

Capital Stack Support

  • Pre-IPO bridge financing facilitation
  • Underwriter selection & introduction
  • Strategic financing structuring
  • Reg A / Reg D as supplemental tools

Regulatory note: Strategic Listing Advisors is an advisory and orchestration practice. We do not effect securities transactions, place capital, or receive transaction-based compensation — those activities are executed exclusively by FINRA-registered broker-dealers and counsel within our partner network.

III

Selective by Design.
Matched to Our Expertise.

CAPITAL RAISE

$15M – $100M

TARGET MARKET CAP

$50M – $500M

REVENUE STAGE

Pre-revenue to $100M

ENGAGEMENT LENGTH

12–24 months pre-listing, then ongoing

  • Emerging growth companies
  • Industry transformation plays
  • Business transformation stories
  • M&A and roll-up platforms

Nasdaq, NYSE, and other major exchanges worldwide.

See if your company is a fit.